The regulation of the financial markets is a prerequisite for the integrity of the financial system and serves to protect consumers and investors.
As a financial institution based in Germany, the JRC is comprehensively regulated by the Bundesbank and the Federal Financial Supervisory Authority (BaFin). JRC is also assigned to the compensation scheme for securities trading companies (EdW) (statutory protection scheme).
The JRC’s trading strategies are used in the international currency and futures markets. There is also strong international regulation for these.
An important task of the Bundesbank is to ensure the stability of the financial system. She works closely with BaFin on this. The Bundesbank takes on the ongoing monitoring of the financial institutions, i.e. evaluates the annual financial statements of the institutions and carries out audits in accordance with Section 44 KWG (Banking Act).
This supervision takes place with the help of the comprehensive information and submission obligations of the regulated companies and is guaranteed by the risk and financial market analysis.
It supplies the statistical data on the economic situation of the credit institutions.
Federal Financial Supervisory Authority (BaFin)
BaFin works in the public interest. Its main goal is to ensure a functioning, stable and honest financial system.
As part of their duties, it is important to monitor and ensure the proper business policies of all companies in the financial sector.
It also oversees solvency, ie it ensures the solvency of banks, financial services institutions and insurance companies. Through its market supervision, BaFin also enforces standards of conduct, transparency in business relationships and financial transactions, which maintain investors’ confidence in the financial markets.
Compensation scheme for securities trading companies (EdW)
The company is assigned to the compensation scheme of the securities trading company (EdW).
The compensation scheme of securities trading companies (EdW) has the task of protecting investors against the loss of their claims from transactions in securities.
From a legal point of view, it is a federal fund with no legal capacity at the Kreditanstalt für Wiederaufbau. The legal basis of the institution is the Deposit Protection Act and the Investor Compensation Act.
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